Update on DOL’s Proposed Fiduciary Rule

The Department of Labor (DOL) finally proposed a highly anticipated rule that would require any advisor working with retirement plans to act in the best interest of clients. Under the rule change, all retirement advisors – brokers, registered representatives,...

Q&A on Plan Document Restatements

Qualified retirement plans must restate their documents every five to six years (based on the type of document) in order to remain compliant. Here are a few questions that are commonplace during this time: Why do we need to restate the plan document? Regulations get...